Regulatory Intelligence
Forensic technology and regulatory expertise combine to deliver accurate, compliant reporting without the operational burden.
Complete confidence in your transaction reporting.
MiFIR | EMIR | CFTC | CSA | SFTR | ASIC | MAS | HKMA
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The Best Way to get things right
Trusted by top investment firms
Learn how Qomply helps leading investment firms meet regulatory demands with confidence.
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Qomply's solutions are innovative and client focused. Their solutions recognise the importance of data quality and demonstrate an in-depth understanding of the challenges faced by the spectrum of investment firms in maintaining accurate reports.
Zach JohnsonDirector, Regulatory Consulting, Kroll
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Their team, headed up by former FCA Regulator, Sophia Fulugunya, takes care of our daily reporting tasks, undertaking daily quality assurance which frees up considerable resources internally. The team are responsive and really know their stuff, always willing to go the extra mile when necessary. A real gamechanger.
Oliver StantonCompliance Manager & Data Protection Officer, James Sharp & Co.
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Qomply offers an excellent solution for firms aiming to assume control of their regulatory reporting obligations while reducing fees. Their team's deep understanding of regulatory requirements ensures accurate and reliable solutions for your firm's needs.
Variance Capital
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Bringing Qomply on-board to use as part of our validation process for transaction reporting has given us confidence as a business that the transaction reports that we are submitting are delivered accurately.
John GillesHead of Operations, Senior Associate, Shackleton
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Qomply have combined a genuine grasp of complex regulations with polished technology. The result is a tool that strengthens the hand of those seeking to manage the regulatory risk that comes with trade and transaction reporting.
Eoghan HartiganManaging Consultant, Ocorian
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By adopting Qomply's solution, we have managed to automate a number of aspects of our verification checks, enabling us to greatly improve the efficiency of the overall reporting process.
James WatermanOperations Director, Third Financial
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Qomply's technology transformed a previously labour-intensive task into a much more efficient process. With Qomply's technology and straightforward interface, transactional data can be analysed and diagnosed against a comprehensive set of rules within seconds.
Director, Professional Services Consulting Firm, BDO
Frequently asked questions
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The Diagnostic Auditor automatically checks the accuracy and completeness of your transaction reports using a comprehensive, field-by-field rules engine. Every report is assessed against an extensive matrix of regulatory validations, data dependencies, and logic checks — far beyond basic schema or regulator-level validation.
It can be used before submission (to catch issues early) and after submission (to independently verify what was accepted by the regulator), giving you clear visibility of data quality and potential compliance risk.
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Yes. One of the key strengths of Qomply’s QA tools is their ability to identify silent errors that is, issues that pass regulatory validation but are still incorrect, inconsistent, or mis-reported.
These include problems such as incorrect reference data, mis-applied logic, internal inconsistencies between fields, or values that are technically valid but wrong in context. These errors often go undetected until a regulatory review or investigation. Diagnostic Auditor helps surface them proactively.
Regulatory Technology that is Straightforward. Scalable. Reliable.
Qomply was created in response to a gap in the market caused by the introduction of a complex body of transaction reporting regulations known as MiFID. Co-founders Michelle Zak and Stuart Hartley recognised that transaction reporting regimes placed a huge strain on financial firms not only in resourcing but also in the increased capital budget required to be compliant. At the time there were no technology solutions to help firms.
Michelle and Stuart founded Qomply to address this need by providing technology solutions to financial firms hardest hit by regulations.
Qomply’s platform is designed to mitigate regulatory risk. Whether you’re a Trading Venue, Swap Dealer, Investment Bank, or an independent hedge fund, our solutions provide reliable, comprehensive coverage and the confidence that your reporting is under control.
Qomply’s ReportAssure Platform, powered by its proprietary assurance engine, performs forensic-level accuracy checks for transaction reports across global reporting regimes. By delivering one of the most comprehensive arsenals of accuracy checks in the industry, Qomply gives its customers real peace of mind that their reports are as complete and accurate as possible.
One of the success factors in Qomply’s growth has been the way we divided access to the platform into separate modules. Larger firms operate multiple jurisidictions from one dashboard whilst smaller firms proceede step-by-step, subscribing to modules at a pace that makes sense for their requirements.
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