Region North America
North America Derivatives Reporting

CFTC & CSA Derivatives Reporting

Market-leading reporting solutions to help firms trading in OTC derivatives comply with their US and Canadian derivatives reporting requirements.

CFTC | CSA

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Region North America
Precision in CFTC & CSA Reporting

Reduce Risk with Automated Validation and Reconciliation

Firms subject to CFTC and CSA regulation must report derivatives transactions accurately and on time, with complete lifecycle data, strong validation, and ongoing reconciliation. Regulators expect robust controls, rapid issue resolution, and full auditability.

Qomply’s Regulatory Hub delivers solutions purpose-built for CFTC and CSA compliance. Diagnostic Auditor applies over 1,000 field-level validation rules, using AI-driven detection to identify errors and data quality issues early.

DualRec continuously identifies breaks, unmatched trades, and open positions, learning from workflows to accelerate remediation and strengthen controls.

End-to-end automation reduces manual effort while maintaining accuracy, auditability, and full traceability for regulatory audits.

Related Solutions

Purpose-built solutions for CFTC and CSA derivatives reporting

Designed to improve accuracy, reduce risk, and support confident derivatives reporting.
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Every Field, Every Report, Every Time

Diagnostic Auditor applies over 1,000 field-level validation rules aligned to CFTC and CSA transaction reporting requirements, providing coverage well beyond typical market standards. AI-driven error detection and pattern recognition accelerate the identification of reporting issues, inconsistencies, and data quality gaps before they create regulatory risk.

End-to-end automation reduces manual effort and operational overhead, enabling firms to scale transaction reporting efficiently while maintaining accuracy and auditability. As a cloud-based solution, Qomply is trusted by leading global regulatory consultancies. 

 

 

Identify Every Break. Prove Every Position.

DualRec strengthens reconciliation by continuously identifying breaks, unmatched trades, and open positions across CFTC and CSA datasets. It learns from resolution workflows to automatically classify and process issues over time, driving faster remediation, fewer manual investigations, and a continuously improving control environment.

Built to support regulatory audits and examinations, DualRec provides full traceability and clear audit trails, giving firms confidence that their transaction reporting controls are robust, defensible, and compliant.

 

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