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VideosGood Governance for Transaction Reporting
What does good governance look like for the Transaction Reporting regime? Former FCA regulator, Sophia Fulugunya explains what the regulator looks for.
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VideosASIC 101: What is ASIC Derivatives Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains ASIC Derivatives Transaction Reporting requirements and discusses the challenges firms face when complying.
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VideosMAS 101: What is MAS Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains the MAS Transaction Reporting requirements and discusses the challenges investment firms face when complying.
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VideosHow to Avoid Late MiFID Transaction Reporting Submissions During Holiday Season
Former FCA regulator, Sophia Fulugunya reminds of us of the potential impact of annual leave on the timeliness of MiFID transaction reporting.
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VideosQomply: Transaction Reporting That's Right First Time
Report creation, QA and reconciliation - Qomply streamlines the transaction reporting pipeline so reports are accurate, timely and cost-effective.
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VideosSFTR 101: What is SFTR Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains SFTR Reporting requirements and discusses the challenges firms face when complying with SFTR requirements.
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VideosMiFID II Insights: Completing Errors & Omissions Notifications
In this video, former FCA regulator, Sophia Fulugunya shares when and how you should complete MiFID II Errors & Omissions notifications.
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VideosCFTC Transaction Reporting 101: What is CFTC Transaction Reporting?
Former regulator, Sophia Fulugunya explains what CFTC Transaction Reporting is and discusses the challenges firms face with CFTC Reporting.
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VideosTop 3 EMIR Refit Transaction Reporting Mistakes
In this video, former FCA regulator, Sophia Fulugunya describes the top three EMIR Refit transaction reporting errors firms make.
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VideosWhat Does a Good MiFID II Transaction Reporting Reconciliation Look Like?
Hear from former FCA regulator, Sophia Fulugunya on what the regulators expect a good MiFID II/MiFIR Transaction Reporting Reconciliation to look like.
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VideosWhat is MiFID II/MiFIR Post-Trade Reporting?
In this video, former FCA regulator, Sophia Fuluguyna explains what MiFID II Trade Reporting is and the challenges firms face when complying.
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VideosMiFID II Insights: Is Your Transaction Reporting Valid but Wrong?
Former FCA regulator, Sophia Fulugunya explains that just because your transaction reports pass validation, that doesn't mean they are correct. Find out why.
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VideosTop 5 MiFID II/MiFIR Transaction Reporting Errors
Hear from former FCA regulator, Sophia Fulugunya on the most common MiFID II/ MiFIR Transaction Reporting mistakes.
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VideosWhat is MiFID II/MiFIR Transaction Reporting?
In this video, former FCA regulator, Sophia Fulugunya discusses the challenges firms face with MiFID II/MiFIR Transaction Reporting.
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VideosEMIR Refit 101: What is EMIR Refit Transaction Reporting?
Former regulator, Sophia Fulugunya explains what EMIR Refit Transaction Reporting is and discusses the challenges firms face with EMIR Refit Reporting.
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