Events

Transaction Reporting Forum: Qomply & BDO

Name: Transaction Reporting Forum: Qomply & BDO
Start: 2025-11-20T09:00:00.000+00:00
End: 2025-11-20T11:00:00.000+00:00
Location: BDO LLP

This event has passed

Event Details

Date:	Thursday, 20th November 2025
Time:	9:00am – 11:00am GMT
Venue:	BDO LLP

During the event you will hear the latest regulatory insights, practical lessons and expert perspectives on the Markets in Financial Instruments Regulation ("MiFIR") transaction reporting regime, along with recent Financial Conduct Authority ("FCA") activity, enforcement trends and what they mean for your firm.

The FCA has recently stepped up its supervisory and enforcement activity in this area, in response to persistent data quality issues. Despite MiFID II being implemented since 2018, many firms' transaction reporting frameworks remain unfit to meet the regulatory objectives of accuracy, timeliness and completeness . Recent fines - including the first issued under UK MiFIR - highlights the regulator's increasingly firm stance on data quality and proactive issue management, highlighting the importance of robust systems and controls.

The event will cover key themes including:

Key findings from recent FCA enforcement cases
The FCA's supervisory priorities for the year ahead
Lessons learned on effective transaction reporting frameworks
Common reporting failures and their root causes

To encourage open and honest discussion, Chatham House Rule will apply.

Timings

09:00am - Breakfast & Networking
09:30am - Forum
10:30am - Networking
11:00am - Close

Venue

BDO LLP

55 Baker Street

London

W1U 7EU

United Kingdom

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.

Request a tailored demo

European UnionUnited KingdomMiFIR/MiFID II/MiFID III

Event Hosts

Osita Egbubine
Associate Director, BDO
Osita Egbubine is an Associate Director in Financial Services Advisory team at BDO UK with over 16 years' experience providing audit and consulting services, the last 11 of which have been in the financial services sector.

Osita has led various regulatory projects over the course of his career, supporting clients with MiFIR/MiFID II implementation, compliance health checks, regulatory reporting deepdives, s166 reviews and internal audits.

Osita is a qualified accountant and hold a Diploma in Investment Compliance from the Chartered Institute for Securities and Investments (CISI).
Sophia Fulugunya
Director Transaction Reporting
Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.