Transaction Reporting Forum: Qomply & BDO
Event Details
| Date: | |
|---|---|
| Time: | – GMT |
| Venue: | BDO LLP |
During the event you will hear the latest regulatory insights, practical lessons and expert perspectives on the Markets in Financial Instruments Regulation ("MiFIR") transaction reporting regime, along with recent Financial Conduct Authority ("FCA") activity, enforcement trends and what they mean for your firm.
The FCA has recently stepped up its supervisory and enforcement activity in this area, in response to persistent data quality issues. Despite MiFID II being implemented since 2018, many firms' transaction reporting frameworks remain unfit to meet the regulatory objectives of accuracy, timeliness and completeness . Recent fines - including the first issued under UK MiFIR - highlights the regulator's increasingly firm stance on data quality and proactive issue management, highlighting the importance of robust systems and controls.
The event will cover key themes including:
- Key findings from recent FCA enforcement cases
- The FCA's supervisory priorities for the year ahead
- Lessons learned on effective transaction reporting frameworks
- Common reporting failures and their root causes
To encourage open and honest discussion, Chatham House Rule will apply.
Timings
- 09:00am - Breakfast & Networking
- 09:30am - Forum
- 10:30am - Networking
- 11:00am - Close
Venue
How Qomply can help
Qomply’s Regulatory Reporting Hub combines regulatory expertise with AI, automation and data analytics to deliver scalable, audit-ready reporting intelligence that reduces errors, lowers remediation costs, and minimises operational and regulatory risk.
Covering regimes including MiFIR, EMIR Refit, SFTR, CFTC, CSA, MAS, ASIC and HKMA, Qomply also offers a fully managed service and operates globally from London.
Purpose-built solutions and services for regulatory reporting
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
