Explore our resources
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GuidesTop 5 MiFID II Transaction Reporting Errors (FCA Data 2018-2025)
Based on FCA data from 2018–2025, explore the most common MiFID transaction reporting error codes, root causes, and how to prevent data quality failures.
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InsightsCommon Data Issues: Why Excel Causes Issues with CSV Files in Regulatory Submissions
Learn how CSV formatting issues in Excel cause rejected regulatory submissions, reconciliation breaks and data validation failures, and how firms can fix this.
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VideosGood Governance for Transaction Reporting
What does good governance look like for the Transaction Reporting regime? Former FCA regulator, Sophia Fulugunya explains what the regulator looks for.
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NewsIntroducing Qomply AI - Bringing Regulatory Intelligence into AI Workflows
A new way for firms to access trusted Qomply transaction reporting tools through ChatGPT, Claude and other AI Assistants and MCP-compatible AI clients.
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NewsQomply Wins at Hedge Fund Services Awards Europe 2026
Qomply wins Best Regulatory Reporting Solution at the Hedge Fund Services Awards Europe 2026, an awards programme organised by With Intelligence.
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NewsQomply and Amundi Technology Partner Supporting Global Transaction Reporting for ALTO Clients
Qomply has partnered with Amundi Technology to deliver a managed service for transaction reporting to clients of the ALTO platform.
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InsightsWhy Technology is Redefining Transaction Reporting Reconciliations
Discover how modern technology is redefining transaction reporting reconciliations with real-time matching, anomaly detection and improved regulatory oversight.
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NewsQomply Launches Post-Trade Solution in Response to Increased Regulator Attention
Ensure accurate post-trade reporting with Qomply’s QA solution. Validate APA data, meet MiFIR requirements, and reduce regulatory risk.
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NewsQomply’s Michelle Zak Featured in FOW to Discuss APAC Expansion and Rising Reporting Expectations
Qomply's Michelle Zak speaks to FOW on APAC's rising enforcement and why firms can no longer rely on "good enough" transaction reporting.
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EventsQomply Hosts FCA Speaker in EMIR Refit Webinar: Supervisory Expectations & Practical Implementation
Join Qomply and FCA Technical Specialist Richard Kind on 19 March 2026 (1–2pm GMT) for an online EMIR Refit webinar covering governance, controls, remediation.
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InsightsGlobal Transaction Reporting Rewrites Are Forcing Industry Modernisation
Global transaction reporting rewrites across APAC, Europe and North America are driving standardisation, automation and demand for scalable reporting solutions.
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InsightsASIC Transaction Reporting: The 30-Day Reconciliation Blind Spots
ASIC’s 30-day reconciliation rule under RG 251 is often missed, creating blind spots in reporting. Learn how to detect errors, open positions, and reduce risk.
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NewsPaid Operations Internship (3 to 6 Months) | Qomply London
Paid Operations Internship (3-6 mths) in London at Qomply (RegTech Managed Services). Aimed at Graduates in Law, Social Sciences, Political Science or Related.
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NewsQomply Expands to Hong Kong to Support APAC Firms Amidst Intense Regulatory Rewrites & “Fintech 2025” Push
Qomply opens a Hong Kong office to support APAC firms with transaction reporting assurance, validation and reconciliation amid major regulatory rewrites.
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InsightsThe UK MiFID Rewrite: FCA Predicts Savings. Industry Remains Skeptical
The FCA's CP25/32 UK MiFID rewrite promises 25% transaction reporting savings. Qomply poll shows firms are skeptical due to change, IT and interpretation costs.
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NewsQomply Wins Regulatory Reporting & Trade Reconciliation Awards at FOW International Awards 2026
Qomply wins Regulatory Reporting & Trade Reconciliation Solution of the Year at the FOW International Awards 2026 for its AI-powered transaction reporting.
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InsightsCommon Regulatory Reporting Failures Across Regions
Across CFTC, FCA, ASIC, CSA, MAS and HKMA/HKTR, regulators repeatedly flag the same reporting failures: missing submissions, inaccurate data, late reporting.
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EventsFCA CP25/32: Improving the UK Transaction Reporting Regime
Join Qomply and BDO on Tuesday 10 February 2026 at 9.30am GMT for an expert-led webinar on FCA CP25/32 and reforms to the UK MiFIR transaction reporting.
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InsightsFCA MiFIR Fines Explained: Lessons From Recent Transaction Reporting Enforcement
Former FCA regulator Sophia Fulugunya explains FCA's recent MiFIR transaction reporting finesand practical lessons compliance teams must act on.
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NewsMarketing Internship – FinTech SaaS (London)
Join Qomply, a London-based RegTech SaaS firm, for a paid Marketing Internship with the potential for a permanent role.
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InsightsQomply Survey 2026: 90% Support FCA MiFID Reform (CP25/32)
Qomply's 2026 industry survey reveals that 90% of firms expect the FCA's proposed UK MiFID transaction reporting reforms (CP25/32) to reduce reporting costs.
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NewsPaid Software Developer Internship
Apply for Qomply’s paid Software Developer Internship in London. Gain hands-on FinTech and RegTech experience using Python, data analysis, and modern.
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InsightsCFTC Dead Swap Relief Impact on Firms: Relieves Burden, Shifts Focus to Data Quality & Reconciliation
CFTC dead swap relief reduces historical corrections, but scrutiny is shifting to open swaps and recent data quality. Learn why reconciliation matters.
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InsightsSilent Errors in MiFID Transaction Reports: Why Reconciliation Matters
MiFID transaction report reconciliation guidance: how to detect silent errors, validate completeness and accuracy, and meet FCA expectations under MiFIR RTS 22.
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InsightsFCA CP25/32: Proposed Changes to UK MiFID Transaction Reporting
Summary of FCA CP25/32 proposals to reform UK MiFID transaction reporting: scope changes, reduced back-reporting, and simplified derivatives reporting.
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EventsFCA MiFID Breakfast Briefing (CP25/32)
In-person breakfast briefing with the FCA Markets Reporting Team on MiFID transaction reporting and the recent Consultation Paper (CP25/32).
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NewsQomply Wins Best Transaction Reporting Solution at RegTech Insights USA Awards 2025
Qomply wins Best Transaction Reporting Solution at the RegTech Insight USA Awards 2025, recognising its technology-led approach to data quality.
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EventsTransaction Reporting Governance: Building Robust Oversight Frameworks
This 30-minute webinar will explore how firms can design and maintain effective oversight structures that promote transparency, accountability, and compliance.
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EventsTransaction Reporting Forum: Qomply & BDO
During the event you will hear the latest regulatory insights, practical lessons and expert perspectives on the Markets in Financial Instruments Regulation.
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NewsQomply Wins Best AI Solution for Regulatory Reporting at AI in Capital Markets Awards 2025
Qomply is proud to announce that it has been named the winner of “Best AI Solution for Regulatory Reporting" at the AI in Capital Markets Awards 2025.
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InsightsKey Takeaways From FCA Market Watch 84: UK EMIR Refit One Year On
FCA Market Watch 84 is the first Market Watch dedicated to UK EMIR Refit. Key takeaways one year after go-live: governance, third-party oversight, breach.
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InsightsThe Future of Trade & Transaction Reporting | Key Takeaways From the Panel Discussion
Key takeaways from Qomply, ISDA & IA panel on future of transaction reporting, covering data-driven regulation, divergence, RegTech, and enforcement trends.
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InsightsEMIR Refit: ESMA Data Quality Report - Key Messages and Findings
ESMA's EMIR Refit data quality report highlights persistent issues across outstanding trades, outstanding positions, missing valuations and outdated.
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EventsQomply Hosts FCA EMIR Refit One Year on: a Look Back & a Look Forward
Hot on the heels of the FCA’s Market Watch 84 (30 September 2025), join us for a timely conversation with Alex Stirling from the FCA’s Post Trade Reporting.
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InsightsGovernance Matters: FCA’s Latest Warning in Market Watch 83
FCA Market Watch 83 highlights governance weaknesses such as unclear accountability, ineffective systems and controls, insufficient training, weak escalation.
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GuidesMiFID II: Most Common Reporting Issues & How to Mitigate Them
Discover the most common MiFID II reporting issues and how to mitigate them, including data quality errors, time precision, and FIRDS validation challenges.
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EventsLessons Learnt From Recent RTS 22 Fines: Infinox & Sigma
In this 30-minute webinar, former FCA regulator will unpack the key takeaways from FCA's recent fines and provide practical guidance to avoid similar pitfalls.
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EventsThe Future of Trade & Transaction Reporting: Strategy, Divergence & the Role of Technology
On 25 September 2025, Qomply will bring together industry experts from notable trade bodies (IA, ISDA) to discuss the future of trade and transaction reporting.
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VideosASIC 101: What is ASIC Derivatives Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains ASIC Derivatives Transaction Reporting requirements and discusses the challenges firms face when complying.
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GuidesT+1 Trouble? A MiFID Checklist for US Firms Trading OTC Products in UK & Europe
A MiFID II checklist for US firms trading OTC products in the UK and Europe, covering T+1 reporting, scope, data requirements, and compliance risks.
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InsightsFCA Market Watch 82: Key Takeaways for MiFID Transaction Reporting
Key takeaways from FCA Market Watch 82: expectations for remedial timelines, back reporting of errors, and high-quality errors & omissions notifications.
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InsightsFCA Issues MiFIR Fine to Sigma Broking for £1.087m
The FCA fined Sigma Broking £1.1m for nearly one million inaccurate MiFIR transaction reports. Learn what went wrong and the key compliance lessons for firms.
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InsightsFCA Strategy 2025–2030: What “Being a Smarter Regulator” Really Means for Firms
The FCA Strategy 2025–2030 signals a shift to a more proactive, data-led regulator. Learn the key priorities and what firms must do to strengthen governance, controls and compliance frameworks
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InsightsFCA Strategy 2025–2030: the FCA's Balancing Act on Growth
Recently, the FCA released their Strategy 2025 – 2030 publication and this article explores its 'Supporting Growth' priority.
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NewsQomply Featured In FOW: Compliance Complexity in 2025
Qomply argues that buy-side firms face rising regulatory complexity in 2025, driving a shift toward tech-enabled compliance models and outsourcing.
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EventsMiFID II Reconciliation 101: What Does the Regulator Really Expect?
Ideal for those new to MiFID, this 30-minute webinar led by former FCA regulator explores why MiFID firms need to conduct periodic reconciliations.
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Success StoriesGlobal Hedge Fund Slashes Transaction Reporting Costs
Discover how a recognised Hedge Fund joined forces with Qomply to streamline its transaction reporting and reduce operational costs.
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GuidesMiFID II Transaction Reporting: Market Convention & Best Practice
A practical guide to MiFID II transaction reporting, covering market conventions, common data issues, and best practices to improve accuracy and compliance.
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NewsQomply Wins Most Innovative Regulatory Solution at IMD & IRD Awards 2025
Qomply wins Most Innovative Regulatory Solution at the IMD & IRD Awards 2025, recognising its AI-driven approach to improving transaction reporting accuracy.
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NewsFormer FCA Senior Associate Dan Fletcher Joins Qomply as Transaction Reporting Manager
Qomply appoints former FCA Senior Associate Dan Fletcher as Transaction Reporting Manager, strengthening its transaction reporting managed services across.
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EventsMiFID II Webinar: RTS 22: Key Challenges & the Impact of DP24/2
Join us to discuss the key areas of RTS 22 transaction reporting, where firms face difficulties, and the FCA’s recent discussion paper (DP24/2).
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NewsQomply Wins at A-Team Innovation Awards 2025
Qomply wins “Most Innovative Young Persons’ Education / Recruitment Programme? at The A-Team Innovation Awards 2025, recognising its internship programme.
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Success StoriesLarge Investment Bank Significantly Improves Reporting Quality Whilst Reducing Costs
Learn how Qomply enabled an Investment Bank to reduce costs and deliver more accurate and reliable MiFID II and EMIR Refit Transaction Reporting.
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NewsQomply Wins Best Regulatory Reporting Solution at HFM European Services Awards 2025
Qomply wins Best Regulatory Reporting Solution at the HFM European Services Awards 2025, recognising its ReportAssure platform and reporting accuracy.
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VideosMAS 101: What is MAS Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains the MAS Transaction Reporting requirements and discusses the challenges investment firms face when complying.
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EventsDeep Dive Into MiFID II: Following Market Conventions in the Absence of Prescribed Guidance
This 30-minute webinar will focus on the importance of adhering to market conventions when there is no specific guidance from the regulator.
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NewsIndustry Sales Veteran Steven Stewart Joins Qomply As Strategic Commercial Director
Qomply appoints sales veteran Steven Stewart as Strategic Commercial Director. Steven brings 25 years of international technology sales leadership.
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NewsImperial College Computing Master’s Graduate Joins Qomply
Majed Althonayan, an Imperial College London Computing Master’s graduate, shares why he joined Qomply’s Technical-Business Analysis Internship Programme.
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InsightsWhen AI Fails & Why Compliance Still Needs Human Expertise
The risks of relying on AI in regulatory compliance and why human expertise remains essential to ensure accuracy, accountability, and effective risk management.
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NewsImperial College London Graduate Joins Qomply Internship Programme
Max Wadsworth, an Imperial College London Master’s graduate in Digital Chemistry, joins Qomply’s Spring 2025 internship and shares how he’s applying Python, AI.
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Success StoriesInvestment Firm Delegates Reporting Operations to Qomply's Managed Services
Discover how a newly established UK firm reduced its operational pipeline by delegating its transaction reporting operations to Qomply's Managed Services.
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EventsDeep Dive into MiFID II: The Role of Accurate Price and Quantity Tags
Join former FCA Regulator for an insightful 30-minute webinar exploring the critical role that accurate price and quantity tagging plays in transaction reporting.
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NewsQomply Wins Trade Reconciliation Solution of the Year at FOW International Awards 2025
Qomply wins Trade Reconciliation Solution of the Year at the FOW International Awards 2025. Co-founder Michelle Zak shares what the award means.
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GuidesMiFID II Transaction Reporting: Top 5 Error Codes (FCA Data 2018-2024)
Explore the top 5 MiFID II transaction reporting error codes (FCA data), including CON-412, with practical tips to reduce rejections and improve data quality.
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GuidesMiFID II Transaction Reporting Deep Dive: Aggregated Orders & INTC Convention
Learn how to report aggregated orders under MiFID II using the INTC convention, including data quality issues, FCA guidance, and best practices.
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InsightsFCA Issues First UK MiFIR (RTS 22) Fine for Transaction Reporting Failures
The FCA’s first MiFIR fine highlights the risks of poor transaction reporting, weak controls, and failure to self-report. Key lessons for compliance teams.
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EventsDeep Dive into MiFID II: Aggregated Orders & the INTC Convention
Join former FCA Regulator for an insightful webinar exploring the challenges MiFID investment firms face reporting Aggregated Orders and applying the INTC convention..
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InsightsEMIR Refit: Reporting Underlying Assets: Reference Entities vs Underlying Identifiers
Mis-population of the underlying identification fields versus the reference entity field is a common driver of TR rejects and reconciliation breaks.
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NewsQomply Partners with the Investment Association & BDO to Deliver EMIR Refit Training
Qomply has partnered with the IA and BDO to deliver CPD-accredited EMIR Refit training, helping firms improve transaction reporting knowledge and accuracy.
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InsightsAvoiding Common Pitfalls in Reporting OTC Transactions for SI-Traded Instruments
Avoid common MiFIR OTC transaction reporting pitfalls for SI-traded instruments. Learn how to improve FIRDS checks, validate ToTV underlying, and prevent.
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NewsImperial College London Physics Master’s Graduate Joins Qomply
Interview with Shuyu Jiao who joined Qomply’s Autumn 2024 internship after completing a Master’s in Physics at Imperial College London.
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GuidesTransaction Reporting Cheat Sheet
Free Transaction Reporting cheat sheet with guidance on ISIN reportability, UPI mapping, and resolving common MiFID II and RTS 22 reporting errors.
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InsightsMiFID II Compliance: Same Buyer and Seller Reporting Explained
Learn when the same buyer and seller can appear in MiFID transaction reports, including delegated discretionary mandates.
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NewsQomply Featured in AIMA Journal: How to Attract the Attention of the Regulator
Qomply Co-Founder Michelle Zak is featured in AIMA Journal explaining how regulators engage firms on MiFID transaction reporting quality, common response.
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GuidesTransaction Reporting Governance & Oversight Guide
Download our free guide to transaction reporting governance, covering key roles, oversight expectations, and core regulatory frameworks.
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InsightsESMA MiFIR Review: Key Proposals & Dates
ESMA has issued its fourth MiFIR Review consultation package with a focus on amended RTS 22 transaction reporting.
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NewsKing’s College London Informatics Graduate Joins Qomply Internship
Ruoxuan Wang joined Qomply’s Autumn 2024 internship after a Master’s in Informatics at King’s College London, applying software and data skills in FinTech.
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NewsQomply Partners with AIMA for MiFID II Transaction Reporting Training For Hedge Funds
Qomply and AIMA launch MiFID II transaction reporting training for hedge funds and alternative investment managers, delivered by former FCA regulator Sophia.
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EventsQomply Hosts FCA in MiFID Breakfast Briefing
Qomply’s event brings FCA Markets Reporting Manager for an industry discussion on data quality themes, upcoming policy reviews, product identifiers, and divergence.
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VideosHow to Avoid Late MiFID Transaction Reporting Submissions During Holiday Season
Former FCA regulator, Sophia Fulugunya reminds of us of the potential impact of annual leave on the timeliness of MiFID transaction reporting.
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VideosQomply: Transaction Reporting That's Right First Time
Report creation, QA and reconciliation - Qomply streamlines the transaction reporting pipeline so reports are accurate, timely and cost-effective.
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NewsUniversity of Birmingham's International Relations Graduate Joins Qomply Internship Programme
Jaeyda Dovie joined Qomply's Intern Programme while pursuing her Bachelor's in Politics and International Relations from the University of Birmingham.
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GuidesEMIR Refit Guide: Lessons Learned from EU Go Live
Learn key EMIR REFIT lessons from EU go-live, including common rejections, reporting errors, and best practices to improve data quality and compliance.
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InsightsTop EMIR Refit Rejections
Qomply shares the top rejections for EMIR Refit in the UK. Unsurprisingly, many of these rejections are associated with lifecycle events.
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NewsQomply Launches CFTC Reporting & Reconciliation Solutions in the US
Qomply has expanded into the United States with a dedicated CFTC transaction reporting reconciliation and data quality suite—designed to help swap dealers.
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EventsEMIR Refit UK Go Live Webinar: Lessons Learned from EU Launch
Join Michelle Zak from Qomply, Lavinia Ponniah from DTCC, and Alex McDonald from EVIA for an informative discussion.
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InsightsInsights: ESMA Announces Changes to MiFID Transaction Reporting
Last week, ESMA formally announced significant revisions to the MiFIR reporting framework that will impact MIFID investment firms.
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NewsMasters Graduate in Statistics and Data Science Joins Qomply
Yiqing Li joins Qomply’s Intern Programme having recently graduated from University of Edinburgh with a Masters degree in Statistics.
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VideosSFTR 101: What is SFTR Transaction Reporting?
Former FCA regulator, Sophia Fulugunya explains SFTR Reporting requirements and discusses the challenges firms face when complying with SFTR requirements.
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VideosMiFID II Insights: Completing Errors & Omissions Notifications
In this video, former FCA regulator, Sophia Fulugunya shares when and how you should complete MiFID II Errors & Omissions notifications.
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VideosCFTC Transaction Reporting 101: What is CFTC Transaction Reporting?
Former regulator, Sophia Fulugunya explains what CFTC Transaction Reporting is and discusses the challenges firms face with CFTC Reporting.
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VideosTop 3 EMIR Refit Transaction Reporting Mistakes
In this video, former FCA regulator, Sophia Fulugunya describes the top three EMIR Refit transaction reporting errors firms make.
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VideosWhat Does a Good MiFID II Transaction Reporting Reconciliation Look Like?
Hear from former FCA regulator, Sophia Fulugunya on what the regulators expect a good MiFID II/MiFIR Transaction Reporting Reconciliation to look like.
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EventsQomply MiFID Workshop
This workshop discusses areas that are attracting regulatory attention, MiFID pain points, industry conventions and successfully manage a remediation project.
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VideosWhat is MiFID II/MiFIR Post-Trade Reporting?
In this video, former FCA regulator, Sophia Fuluguyna explains what MiFID II Trade Reporting is and the challenges firms face when complying.
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VideosMiFID II Insights: Is Your Transaction Reporting Valid but Wrong?
Former FCA regulator, Sophia Fulugunya explains that just because your transaction reports pass validation, that doesn't mean they are correct. Find out why.
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VideosTop 5 MiFID II/MiFIR Transaction Reporting Errors
Hear from former FCA regulator, Sophia Fulugunya on the most common MiFID II/ MiFIR Transaction Reporting mistakes.
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NewsQomply Recognised with Equality, Diversity and Inclusion Awards
Co founders Michelle Zak and Stuart Hartley share their thoughts on Qomply's recent awards for Diversity and Inclusion and what this means for Qomply.
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VideosWhat is MiFID II/MiFIR Transaction Reporting?
In this video, former FCA regulator, Sophia Fulugunya discusses the challenges firms face with MiFID II/MiFIR Transaction Reporting.
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GuidesThe True Cost of MiFID Transaction Reporting: Corrections & Back Reporting
Explore the true cost of MiFID II transaction reporting, including corrections, back reporting, data quality issues, and regulatory risk.
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VideosEMIR Refit 101: What is EMIR Refit Transaction Reporting?
Former regulator, Sophia Fulugunya explains what EMIR Refit Transaction Reporting is and discusses the challenges firms face with EMIR Refit Reporting.
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EventsQomply and Kroll Host Breakfast Event
Kroll and Qomply will discuss common errors made by firms, remediation projects management and interaction with the FCA & Horizon scanning.
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GuidesMiFID II Reconciliation 101 Guide
Download Qomply’s MiFID II Reconciliation 101 guide covering RTS 22 requirements, best practices, governance, and remediation of reporting errors.
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EventsMiFID Industry Conventions & Regulator Expectations
This 30-minute webinar delves into industry conventions and expectations of the regulator when MiFID transaction reporting. Demonstrates the benefit of Qomply
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NewsQomply Featured in Asset Servicing Times: MiFID II Reconciliation Best Practices
Learn how to improve MiFID reconciliation processes, reduce risk and meet regulatory expectations in 2024 in this article from Qomply in Asset Servicing Times.
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EventsMiFID Reconciliation & Remediation 101
In this MiFID transaction reporting webinar, we will discuss best practices for trade reconciliation and remediation including governance for remediation.
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NewsInterview with Sophia Fulugunya, Qomply's Director of Transaction Reporting
We caught up with Qomply's newly appointed Director of Transaction Reporting, Sophia Fulugunya to find out how her first few months in the role have been.
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NewsQomply's Sophia Fulugunya Discusses MiFID Compliance in Asset Servicing Times Cover Story
Sophia Fulugunya, Transaction Reporting Director at at Qomply, speaks to Asset Servicing Times about challenges with MiFID compliance and how Qomply can help.
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NewsQomply Scoops Two Awards in the Global Investor Group FOW International Awards 2023
Qomply wins Regulatory Reporting and Trade Reconciliation Solution of the Year at the 2023 FOW Awards, reinforcing its leadership in transaction reporting.
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NewsKing's College London Computational Finance Master’s Graduate Joins Qomply
Bo Xu joined Qomply’s Intern Programme having recently graduated from King's College London with a Master's degree in Computational Finance.
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InsightsMiFID II INTC Aggregated Client Account Reporting
INTC is the MiFID II convention for reporting aggregated client orders. Learn regulator expectations, common allocation mistakes, and validation controls to.
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InsightsMiFID Back Reporting Remediation: ARM vs Direct Reporting Guide
Compare MiFID back-reporting remediation options, incl. ARM providers and direct reporting, to reduce costs, improve efficiency, and manage risk effectively.
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InsightsMiFID II: Direct Transaction Reporting to the FCA FAQs
FAQs on reporting MiFID II transaction reports directly to the FCA (instead of using an ARM): eligibility under MiFIR Article 26(7), costs, controls.
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InsightsMiFID Transaction Reporting Governance: Traceability & Accountability
Good transaction reporting governance depends on accountability and traceability.
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NewsFormer FCA Regulator Sophia Fulugunya Joins Qomply as Transaction Reporting Director
Qomply, is delighted to announce the appointment of former FCA Regulator Sophia Fulugunya as Director of Transaction Reporting.
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EventsQomply Hosts EMIR Refit Breakfast Roundtable
On 08 November 2023, Qomply will bring together industry experts from notable trade bodies to discuss the challenges faced by peers in being ready for EMIR.
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EventsQomply Hosts MiFID Insights Breakfast Roundtable
Qomply is pleased to welcome Sophia Fulugunya, formerly a member of the UK Financial Conduct Authority (FCA) Markets Reporting Team (MRT) to Qomply.
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EventsUnlocking Success in MiFID Transaction Reporting: Best Practices and Implementation
In Qomply’s 30 minute webinar, we'll delve into transaction reporting best practices in more detail and demonstrate how Qomply ReportAssure can be effectively.
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EventsQomply and Kroll Host Breakfast Roundtable
Qomply and Kroll host a roundtable on MiFIR transaction reporting to discuss common errors, remediation best practice, FCA engagement, and horizon scanning.
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NewsImperial College Business Management Master’s Graduate Joins Qomply
Staša Đorojević joined Qomply’s Intern Programme having recently graduated from Imperial College Business School with a master's degree in management.
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NewsQomply Discusses EMIR Refit Challenges and Rising Costs in Asset Servicing Times
Michelle Zak discusses how Qomply can help those tackling EMIR Refit, amid skyrocketing operational and regulatory costs in September's Asset Servicing Times.
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NewsMaster of Engineering Graduate from Imperial Joins Qomply
Jack McNish, a Master of Engineering graduate from Imperial College London, shares insights from Qomply’s Technology Internship Programme and why he joined.
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EventsQomply Hosts MiFID Breakfast Roundtable
On 19 September 2023, Qomply will bring together industry experts to discuss MiFID transaction reporting and issues that continue to challenge firms.
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NewsQomply Named Best Regulatory Transaction Reporting Solution Provider 2023
Qomply named Best Regulatory Transaction Reporting Solution Provider 2023 by Wealth & Finance, recognising accuracy, efficiency and transparency at scale.
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InsightsMiFID Price & Quantity Notation: Prevent Market Watch 74 Silent Errors
Learn how incorrect price and quantity notation creates silent MiFID reporting errors under FCA MarketWatch 74, and how to improve data quality.
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NewsMathematics Graduate from Imperial Joins Qomply
Larry Wang, a Mathematics graduate from Imperial College London, shares his experience on Qomply’s Summer Technology Internship Programme and his coding.
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InsightsEMIR Refit: TONA Index Recognition - UK FCA Vs EU ESMA Validation Differences
Understand how TONA is treated under EMIR Refit in the UK vs EU. Learn key validation differences, impacted fields, and how to avoid reporting errors.
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GuidesEMIR Refit Guide: Conventions & Fields That Require a Closer Look
Learn EMIR REFIT reporting requirements, common rejections, and reconciliation best practices with Qomply’s practical compliance guide.
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NewsQomply Explains Why System Testing Is an Industry Must in June's Edition of Asset Servicing Times
Qomply's Stuart Hartley features in the June 2023 issue of Asset Servicing Times discussing why system testing is an industry must.
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NewsDigital Culture Student from King's College London Joins Qomply
Anishka Parashar, a Digital Culture undergraduate at King’s College London, shares what she learned on Qomply’s Summer Intern Programme including SEO & socials.
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InsightsEMIR Refit Gotcha: Use MIC Codes for Third-Country Venues (Not XOFF)
Under EMIR Refit, OTC trades on third-country venues still require MIC codes, not XOFF. Learn the rule, avoid validation errors, and fix reporting logic.
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InsightsEMIR Refit Report Tracking Number: Timeliness & Best Practice
EMIR Refit RTNs (Report Tracking Numbers) are execution-level identifiers disseminated by venues. Learn RTN timeliness expectations, when
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InsightsEMIR Refit Reporting: FX Swaps Should Be Reported As One Transaction
FX swaps must be reported as a single trade under EMIR Refit, not split like MiFIR. Avoid data breaks, rejects, and reconciliation issues with correct logic.
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InsightsMiFID MDP XML to CSV File Converter
Free MiFID MDP XML to CSV converter. Turn regulator MDP XML output into spreadsheet-ready CSV in seconds to support review, QA and investigations.
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InsightsEMIR Refit Gotcha: Client Codes Should Not Contain Personal Data
Under EMIR Refit, client codes must be unique to the reporting counterparty and must not contain personal data.
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NewsMachine Learning Graduate from Imperial Joins Qomply
He Li, a Machine Learning & Big Data Master’s graduate from Imperial College London, shares her experience on Qomply’s Technology Intern Programme and Python.
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InsightsEMIR Refit: Top 5 Challenges for Regulated Firms
EMIR Refit increases reporting scope, introduces new XML workflows and expands reconciliation requirements.
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EventsQomply Hosts FCA in Breakfast Roundtable
Qomply hosts a roundtable event with FCA to discuss Insights into the Data Quality issues that still challenge firms 5-years from the launch of MiFID II.
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NewsQomply Discusses Disrupting the Market and Empowering Firms in Asset Servicing Times
Qomply discusses how they disrupting the industry by offering firms options in delivering a higher-quality, lower-cost MiFID reports directly to the regulator.
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EventsQomply Hosts Breakfast Roundtable
Qomply’s roundtable event brings together Sophia Fulugunya, former FCA member and now with Bovill Regulatory Consultancy, and Michelle Zak, Co-Founder of Qomply.
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NewsQomply Wins a-Team Insight Innovation Award 2023 for Internship Programme
Qomply was recognised as Most Innovative Young Person’s Education Programme at the A-Team Insight Innovation Awards 2023, highlighting its hands-on internship.
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InsightsFive Reasons to Reconcile MiFID Transaction Reports
Five reasons to reconcile MiFID transaction reports: meet RTS 22 obligations, detect over- and under-reporting, improve controls, and prevent recurring data.
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NewsQomply Wins Best Trade Reporting Solution at Tradingtech Insight Europe Award 2023
Qomply’s ReportAssure platform won Best Trade Reporting Solution at the TradingTech Insight Europe Awards 2023, recognising its instant quality assurance.
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NewsIntroducing QomplyDirect: Send MiFID II Transaction Reports Direct to the FCA (No ARM Required)
QomplyDirect enables UK investment firms to send MiFID II transaction reports directly to the FCA - bypassing the ARM - while managing enrichment, validation.
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InsightsMiFID Client Static Data Mapping | Prevent Silent Errors in MiFID
Client static data mapping errors can create silent MiFID reporting issues, including incorrect LEIs, mismapped entities, and lapsed identifiers.
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GuidesMiFID II Guide: The Silent Errors in Your MiFID Transaction Reports
Discover hidden MIFID II transaction reporting issues in accepted reports, including duplicates, timing errors, and data quality challenges.
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InsightsMiFID Trading Time Precision: Milliseconds Vs Microseconds | Prevent Silent Errors in MiFID
MiFID transaction reporting guidance on trading time precision. Learn when to report in microseconds vs milliseconds vs seconds, and how incorrect granularity.
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InsightsMiFID Duplicate Trades: When Transaction IDs Create Silent Errors
Duplicate trades in MiFID reporting can occur even with unique transaction IDs. Learn the causes and how to detect and prevent these silent errors.
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InsightsMiFID Late Submissions | Prevent Silent Errors in MiFID
How MiFID transaction reports slip past T+1 deadlines on bank holidays and during staff leave.
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NewsQomply Regulatory Conference 2022 Roundup
Just two weeks since Qomply’s inaugural Regulatory Conference was hosted in the beautiful, grade-II listed One Moorgate Place, City of London, the home.
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NewsInterview with Ceo of Evia
Regulator may have been "attempting to make the UK market fit into a wholesale cross border regime" says Alex McDonald, head of the Financial Trade Body EVIA.
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NewsCambridge Student Balances Qomply Internship with Competitive Swimming
Yann Divet, a University of Cambridge engineering student, shares his experience on Qomply’s Summer Intern Programme: Python at scale, Git version control, unit.
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NewsUndergraduate Physicist at Imperial College London joins Qomply
Arunabh Bagchi, an undergraduate physicist at Imperial College London, shares his experience on Qomply’s 2022 Summer Internship Programme: Unit tests & Python.
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NewsQomply Analysis of the Breakdown of Systemic Risk Controls Featured in Asset Servicing Times
Michelle Zak, co-founder and managing director at Qomply, analyses the collapse of US firm Archegos Capital Management, and how its US$10 billion loss in 2021.
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InsightsMiFID Block Vs Fill Reporting: FCA Market Watch Expectations
A practical guide to MiFID block vs fill reporting. Align with FCA Market Watch expectations and ensure accurate transaction reporting decisions.
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InsightsMiFID TVTIC Data Quality: Structure and Validity (RTS 22 Field 3)
A practical guide to MiFID TVTIC Field 3. Improve structure validity, meet regulatory checks, and reduce transaction reporting errors.
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NewsQomply Wins Most Innovative Regulatory Solution at Waters Technology Awards 2022
Qomply was recognised as ‘Most Innovative Regulatory Solution? at the 2022 WatersTechnology Inside Market Data & Inside Reference Data (IMD/IRD) Awards.
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InsightsMiFID Internal Allocations (INTC) & Block Trades: Troubleshooting Guide
A practical guide to MiFID INTC reporting and block trades. Understand allocation rules, avoid common breaks, and improve reconciliation accuracy.
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InsightsMiFID Field 28: Trading Date/Time for Corporate Actions and Corporate Events
A practical guide to MiFID Field 28 reporting. Understand corporate event timing, ESMA expectations, and how to avoid common transaction reporting mistakes
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NewsQomply Announces Rebrand to Reflect Next Phase of Growth
Qomply's new brand identity with fresh new logo and colours symbolic of the level of forensic detail dedicated to transaction report accuracy.
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InsightsMiFID Country Fields (Fields 37, 8, 17, 58, 60): Avoid Common Reporting Pitfalls
A practical guide to MiFID country fields. Get Fields 37, 8, 17, 58 and 60 right with clear rules, examples, and common pitfalls explained.
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NewsQomply Founder Michelle Zak Awarded Startup Professional of the Year
The Qomply team is delighted to announce that our Managing Director and Co-founder, Michelle Zak has been awarded ‘Startup Professional of the Year?.
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InsightsMiFID XXXX Vs XOFF for OTC Trades: RTS 22 Trading Venue Guide
Step-by-step guide to populate the MiFID ‘Trading Venue’ field for OTC trades: when to use XOFF vs XXXX under RTS 22 (UK FCA vs EU NCA), with practical.
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NewsFormer Trinity Mirror Head of Marketing Joins Qomply
Charlotte is a recognised digital leader and business transformer, with extensive marketing experience across multiple industries.
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NewsThird Financial Selects Qomply for Strategic MiFID Transaction Reporting Accuracy
Third Financial chooses Qomply to provide end-to-end MiFID Transaction Reporting accuracy checks within its FCA-regulated Investment Platform provider.
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NewsQomply Named Compliance System of the Year in Global Investor Group Awards 2021
Qomply was named “Compliance System of the Year? at the Global Investor Group Investment Excellence Awards 2021, recognising its rules engine and automation.
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NewsFormer President of ICE Futures Europe David Peniket Joins Qomply Advisory Board
Qomply appoints David Peniket, former President of ICE Futures Europe, to its advisory board to strengthen leadership in regulatory reporting technology.
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NewsQomply Partners with Regis-TR As It Expands European Services
The Qomply and REGIS-TR connectivity partnership will help to strengthen product offerings as Qomply extends its reach into the European transaction reporting.
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NewsQomply Wins British Bank Awards 2021 for RegTech Partner of the Year
Qomply won a British Bank Award in 2021, recognising excellence in regulatory technology and its transaction reporting solutions that help investment firms.
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InsightsResolving CON-412: Instrument Not Valid in FIRDS Reference Data
What does the MiFID CON-412 FIRDS error means, why it occurs when an ISIN is missing from reference data, and how firms can troubleshoot reportability.
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NewsQomply Wins Waters Technology Award 2021: Best Sell-Side Newcomer
Qomply won WatersTechnology’s “Best Sell-Side Newcomer" at the Sell-Side Technology Awards 2021, recognising its cloud-based MiFID transaction reporting suite.
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NewsPeter Green Joins Qomply Advisory Committee
Qomply appoints Peter Green to its advisory committee, bringing over 30 years of financial markets experience to support strategic growth in transaction.
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NewsQomply and Bovill Announce Strategic Partnership to Deliver Comprehensive Regulatory Audits
Qomply and Bovill have announced a new partnership that will deliver a complete end-to-end transaction reporting service for financial institutions.
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InsightsImportant Findings From FCA Market Watches 59, 62 and 65
Discover key findings from FCA Market Watch 59, 62 and 65, including common MiFID reporting failures in controls, data quality, and reconciliation.
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InsightsKey Takeaways from FCA Market Watch 65
Key findings from FCA Market Watch 65. Learn how firms misinterpret MiFID reportability, misuse FIRDS data, and where controls commonly fail.
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InsightsThe Importance of Reconciling and Auditing Transactions
Learn why MiFID II transaction report reconciliation and auditing matter, how FCA scrutiny exposes reporting gaps, and what firms must do to stay compliant.
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