Events

Qomply MiFID Workshop

Name: Qomply MiFID Workshop
Start: 2024-04-24T09:00:00.000+01:00
End: 2024-04-24T10:30:00.000+01:00
Location: Holborn Gate

This event has passed

Event Details

Date:	Wednesday, 24th April 2024
Time:	9:00am – 10:30am BST
Venue:	Holborn Gate

With the recent increase in regulatory activity around transaction reporting, Qomply's MiFID workshop will see former FCA regulator, Sophia Fulugunya and Qomply's Michelle Zak discuss areas that are attracting regulatory attention, common MiFID pain points, industry conventions and how to successfully manage a remediation project.

This FREE interactive workshop - covered by Chatham House rule - empowers participants to discuss their MiFID transaction reporting pain points in an intimate and collegial setting.

"Learn from peers" in a session that encourages the exchange of knowledge and practical approaches.

Agenda

9am to 9.30am - Registration and breakfast
9.30am to 10.30am - Workshop
10.30am to 11am - Optional networking

Places are extremely limited, and we request that you only reserve a space if you are certain you are able to intend.

This workshop is free and open to direct, financial marketing participants.

If you cannot see a registration form above, please send an email to info@qomply.co.uk

Venue

330 High Holborn

London

WC1V 7QT

United Kingdom

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.

Request a tailored demo

European UnionUnited KingdomMiFIR/MiFID II/MiFID III

Event Hosts

Sophia Fulugunya
Director Transaction Reporting
Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.
Michelle Zak
Managing Director
Michelle Zak is Co-Founder and Managing Director of Qomply. She leads the firm’s global strategy and operations, overseeing the development and delivery of Qomply’s regulatory intelligence platform for transaction reporting accuracy and reconciliation to more than 100 financial institutions worldwide.

Michelle currently sits on the FCA and Bank of England Transaction and Post-Trade Reporting Taskforce leading her expertise in shaping the future of transaction reporting for the UK.

Before joining Qomply, Michelle was Chief Operating Officer at Kyte Broking and Market Securities, a global, mid-size financial firm where Michelle drove transaction reporting implementation within the firm.

Over the course of her career, Michelle held various senior leadership positions within investment banking and has over 15 years experience working on the Trading Floors of UBS and BNP Paribas.