MiFID Reconciliation & Remediation 101
Event Details
| Date: | |
|---|---|
| Time: | – GMT |
| Venue: | Online |
What does the regulator expect in a good reconciliation and subsequent remediation of issues?
In this MiFID transaction reporting webinar, we will discuss best practices for trade reconciliation and remediation including:
Topics
- Examples of what an effective reconciliation looks like - touching upon frequency, sample size and level of analysis
- Timelines and governance for remediation
- Approaches to correcting and amending reports
- Factors such materiality when assessing the need to submit an errors and omission notification to the FCA
The Qomply ReportAssure platform is tailored to support best practices in MiFID Transaction Reporting and Reconciliation. It offers an array of features that can significantly ease your compliance journey.
This session is open to everyone.
Current Qomply clients will be exposed to features in the platform to assist with implementation of best practices.
General industry practitioners will benefit from exposure to current industry trends and how firms are using tools available to them to demonstrate good governance and best practices.
How Qomply can help
Qomply’s Regulatory Reporting Hub combines regulatory expertise with AI, automation and data analytics to deliver scalable, audit-ready reporting intelligence that reduces errors, lowers remediation costs, and minimises operational and regulatory risk.
Covering regimes including MiFIR, EMIR Refit, SFTR, CFTC, CSA, MAS, ASIC and HKMA, Qomply also offers a fully managed service and operates globally from London.
Purpose-built solutions and services for regulatory reporting
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
