Events

MiFID Reconciliation & Remediation 101

Name: MiFID Reconciliation & Remediation 101
Start: 2024-01-24T10:00:00.000+00:00
End: 2024-01-24T10:30:00.000+00:00

This event has passed

Event Details

Date:	Wednesday, 24th January 2024
Time:	10:00am – 10:30am GMT
Venue:	Online

What does the regulator expect in a good reconciliation and subsequent remediation of issues?
In this MiFID transaction reporting webinar, we will discuss best practices for trade reconciliation and remediation including:

Topics

Examples of what an effective reconciliation looks like - touching upon frequency, sample size and level of analysis
Timelines and governance for remediation
Approaches to correcting and amending reports
Factors such materiality when assessing the need to submit an errors and omission notification to the FCA

The Qomply ReportAssure platform is tailored to support best practices in MiFID Transaction Reporting and Reconciliation. It offers an array of features that can significantly ease your compliance journey.

This session is open to everyone.
Current Qomply clients will be exposed to features in the platform to assist with implementation of best practices.

General industry practitioners will benefit from exposure to current industry trends and how firms are using tools available to them to demonstrate good governance and best practices.

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.

Request a tailored demo

European UnionUnited KingdomMiFIR/MiFID II/MiFID III