MiFID Industry Conventions & Regulator Expectations
Event Details
| Date: | |
|---|---|
| Time: | – GMT |
| Venue: | Online |
In Qomply’s 30-minute webinar, we will delve into the industry conventions and the expectations of the regulator for MiFID transaction reporting. The benefits of having a robust systems & controls framework and practices around that framework will be discussed. Qomply's ReportAssure solution will be used to illustrate the implementation of best practices so that the audience benefits from the "theory" and the "application" of the principles discussed.
Topics Include
- Traceability, Accountability & Escalation
- Risk Exposure & Mitigation
- Demonstrating Effective Exception Handling
- Evolving and Adapting Systems and Controls
The Qomply ReportAssure platform is tailored to support best practices in MiFID Transaction Reporting. It offers an array of features that can significantly ease your compliance journey.
Current Qomply clients will be exposed to features in the platform to assist with implementation of best practices.
Financial market practitioners will benefit from exposure to current industry trends and how firms are using tools available to them to demonstrate good governance and best practices.
This Session Is Only Open to Direct, Financial Market Participants. We are unable to accept requests from registrants who are not directly related to a financial firm.
How Qomply can help
Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.
Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.
Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.
For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.
MiFIR | EMIR | SFTR | CFTC | CSA | MAS | ASIC | HKMA
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GuidesMiFID II Reconciliation 101 Guide
MiFIR Transaction Reporting Foundation Training
What is MiFID II Transaction Reporting?
Purpose-built solutions and services for regulatory reporting
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
