Events

Deep Dive Into MiFID II: Following Market Conventions in the Absence of Prescribed Guidance

Event Details

Date:
Time: BST
Venue:Online

This 30-minute webinar will focus on the importance of adhering to market conventions when there is no specific guidance from the regulator.

We'll discuss how following these conventions helps maintain consistency, ensures reliable reporting, and supports compliance with regulatory requirements.

Gain valuable insights into aligning your reporting practices with industry standards to avoid pitfalls in regulatory reporting.

The session will conclude with a Q&A, offering you the opportunity to get your specific questions answered.

Don’t miss this focused and interactive session.

How Qomply can help

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.

MiFIR | EMIR | SFTR | CFTC | CSA | MAS | ASIC | HKMA

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