Introducing Qomply AI - Bringing Regulatory Intelligence into AI Workflows
Key Takeaways
- Qomply launches tools through ChatGPT, Claude and other AI Assistants and MCP-compatible AI clients to make regulatory intelligence easier to access in day-to-day workflows.
- QomplyAI enables instant regulatory answers for reporting, compliance and oversight teams through natural language prompts.
- Initial tools focus on FIRDS, ISIN and UPI-related workflows to support transaction reporting decisions and data quality.
- QomplyAI extends access to trusted Qomply intelligence without replacing governed workflows or underlying regulatory controls.
A new way for firms to access trusted Qomply transaction reporting tools through ChatGPT, Claude and other AI Assistants and MCP-compatible AI clients.
Qomply's regulatory intelligence and solutions are now available through AI assistants including ChatGPT, Claude and other AI Assistants and MCP-compatible clients.
Built on Qomply’s regulatory intelligence architecture, QomplyAI enables reporting, compliance and oversight teams a more natural way to access trusted Qomply tools in the flow of work. Using their AI Assistant, users can ask questions in natural language and receive structured answers from Qomply's centralised intelligence hub.
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A New Access Point for Qomply’s Regulatory Intelligence
Qomply has always focused on helping firms manage complex reporting obligations with greater accuracy, consistency and control. The same expertise encapsulated in Qomply’s award-winning solutions are now accessible via the AI tools firms are increasingly using across operations, compliance and change functions.
This is not about replacing governed workflows with generic AI responses. It is about extending access to trusted Qomply intelligence through a simpler interface that fits into today’s modern workflow.
What This Means in Practice
For reporting, compliance and control teams, the value is straightforward. Common checks become easier to run, routine queries are easier to resolve, and trusted answers can be accessed more quickly in the flow of work.
This supports business-as-usual reporting, remediation activity and oversight workflows by reducing friction while improving consistency across teams. AI may be the interface, but the intelligence comes from Qomply, giving firms a simpler way to access dependable regulatory capability without stepping away from the standards and control frameworks that regulated processes demand.
What We Are Launching First
The first release focuses on a small set of high-value transaction reporting tools that firms already rely on for instrument and identifier decisions.
These include:
- FIRDS Lookup: for checking reportability status across FCA and ESMA FIRDS data for a given trade date
- ISIN Quest: for retrieving reportable ISINs based on instrument attributes such as CFI code and trade date
- ISIN Finder: for supporting UPI-to-ISIN lookups using the underlying data sources referenced by the tool
- UPI Finder: for translating ISINs into UPIs to help improve transaction reporting data quality and reduce manual error
The launch starts with these practical workflows, but the broader direction is clear.
As part of a wider regulatory intelligence proposition spanning global regimes, QomplyAI will release access to regulatory intelligence for EMIR, CFTC, CSA, SFTR, HKMA, ASIC, and MAS in addition to MiFID.
Why This Matters Now
Teams are already working in AI-enabled environments. The question is no longer whether AI will be part of the workflow, but how firms can use it in a way that is useful, controlled and fit for purpose.
QomplyAI is Qomply’s answer to that shift: a practical way to bring regulatory intelligence into the places where questions are already being asked, while keeping firms connected to trusted Qomply capability.
How Qomply can help
Qomply’s Regulatory Reporting Hub combines regulatory expertise with AI, automation and data analytics to deliver scalable, audit-ready reporting intelligence that reduces errors, lowers remediation costs, and minimises operational and regulatory risk.
Covering regimes including MiFIR, EMIR Refit, SFTR, CFTC, CSA, MAS, ASIC and HKMA, Qomply also offers a fully managed service and operates globally from London.
Frequently asked questions
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QomplyAI is designed to work with AI assistants and MCP-compatible clients, including ChatGPT and Claude.
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The initial release focuses on FIRDS, ISIN and UPI-related utilities used in transaction reporting workflows.
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No. These tools are the starting point. The broader goal is to make more of Qomply’s regulatory intelligence accessible through AI workflows over time, including support for validating obligations across global reporting regimes such as CFTC, CSA, ASIC, MAS, HKMA. This reflects Qomply's commitment to covering worldwide transaction reporting requirements.
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The AI assistant is the access point. The regulatory intelligence and underlying logic come from Qomply. The aim is to make trusted capability easier to use in day-to-day workflows, not to dilute the control and discipline those workflows require.
Purpose-built solutions and services for regulatory reporting
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
