Events

Unlocking Success in MiFID Transaction Reporting: Best Practices and Implementation

Name: Unlocking Success in MiFID Transaction Reporting: Best Practices and Implementation
Start: 2023-10-31T10:00:00.000+00:00
End: 2023-10-31T10:30:00.000+00:00

This event has passed

Event Details

Date:	Tuesday, 31st October 2023
Time:	10:00am – 10:30am GMT
Venue:	Online

In Qomply’s 30-minute webinar, we'll delve into transaction reporting best practices in more detail and demonstrate how Qomply ReportAssure can be effectively implemented to support them. By integrating these practices and leveraging the Qomply platform, you'll be better prepared to meet the ever-evolving MiFID Transaction Reporting requirements.

Topics

Traceability, Accountability & Escalation
Risk Exposure & Mitigation
Demonstrating Effective Exception Handling
Evolving and Adapting Systems and Controls

The Qomply ReportAssure platform is tailored to support best practices in MiFID Transaction Reporting. It offers an array of features that can significantly ease your compliance journey.

This Session Is Open to Everyone.

Current Qomply clients will be exposed to features in the platform to assist with implementation of best practices.

General industry practitioners will benefit from exposure to current industry trends and how firms are using tools available to them to demonstrate good governance and best practices.

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.

Request a tailored demo

European UnionUnited KingdomMiFIR/MiFID II/MiFID III