Qomply Hosts MiFID Insights Breakfast Roundtable

Qomply is pleased to introduce Sophia Fulugunya, formerly a member of the UK Financial Conduct Authority (FCA) Markets Reporting Team (MRT), who has recently joined Qomply as the Director of Transaction Reporting.

With extensive experience on the front lines of transaction reporting, Sophia will be sharing her insights into the persistent challenges firms face in MiFID reporting. Additionally, she will provide valuable guidance on best practices for engaging with regulators and effectively managing successful remediation projects.

Topics 

1. Problematic Areas of MiFID Reporting
2. Effective Interaction with Regulators: Setting Expectations, Communication, Timelines, and the Right Level of Contact
3. Managing Multiple Remediations
4. Expectations for Good Governance

This session is open to direct market participants and industry practitioners.

Qomply’s breakfast roundtable will be held at the beautiful grade-II listed One Moorgate Place in the heart of the City of London.

Michelle Zak, from Qomply, will not only moderate the session but also add context to some of the issues that continue to challenge firms. She will share her insights gained from overseeing a technology company that checks the accuracy of billions of transactions a year.

Places are extremely limited and we request that you only reserve a space if you are certain you are able to attend.

This event is both in-person and livestreamed.