Events

MiFID II Webinar: RTS 22: Key Challenges & the Impact of DP24/2

Name: MiFID II Webinar: RTS 22: Key Challenges & the Impact of DP24/2
Start: 2025-06-12T11:00:00.000+01:00
End: 2025-06-12T12:00:00.000+01:00

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Event Details

Date:	Thursday, 12th June 2025
Time:	11:00am – 12:00pm BST
Venue:	Online

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Join us for a discussion focusing on the key areas of RTS 22 transaction reporting where firms continue to face difficulties, and how the FCA’s recent discussion paper (DP24/2) may affect these areas.

Despite being well established, RTS 22 reporting still raises important questions, particularly around the use of INTC, how firms apply the transmission of order indicator, and the correct identification of execution and investment decision makers. The FCA’s proposals in DP24/2 aim to improve accuracy and reduce confusion in these areas. We will also review key lessons from the first, and so far only, RTS 22 fine issued in January 2025.

We will discuss:

Areas of RTS 22 reporting that remain unclear or are applied inconsistently
What DP24/2 proposes, and what this could mean for firms' current reporting practices
How firms can prepare for potential changes
Lessons learnt from the recent enforcement action
Practical steps to strengthen reporting controls and data quality

This event is ideal for professionals working in compliance, regulatory operations, and data reporting.

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European UnionUnited KingdomMiFIR/MiFID II/MiFID III

Event Hosts

Linh Nguyen
Principal Consultant - Capital Markets, Bovill Newgate
Linh Nguyen is a Principal Consultant in the Capital Markets practice at Bovill Newgate. She manages the day-to-day advisory on transaction reporting matters and provides specialist advice and support to clients on remediation projects.

Prior to joining Bovill Newgate, Linh spent 15 years as in-house Compliance Officer at tier 1 investment banks, honing her skills and knowledge in a wide range of areas within Compliance. She brings a wealth of experience in translating regulatory requirements into meaningful and pragmatic solutions.
Sophia Fulugunya
Director Transaction Reporting
Sophia oversees Qomply's transaction reporting division ensuring the quality of Qomply's comprehensive rules engine and delivery of exceptional solutions to over 70 investment firms across UK and EU.

Sophia spent six years at the UK Financial Conduct Authority (FCA) where she specialised in MiFID II Transaction Reporting within the FCA Markets Reporting Team (MRT) team. Before joining the FCA’s Markets Reporting Team at the FCA, Sophia spent two years as an MI associate within the FCA's Enforcement division.