Lessons Learnt From Recent RTS 22 Fines: Infinox & Sigma
Event Details
| Date: | |
|---|---|
| Time: | – BST |
| Venue: | Online |
The FCA’s recent fines against Infinox Capital and Sigma Broking highlight just how costly RTS 22 transaction reporting failures can be.
In this 30-minute webinar, former FCA regulator Sophia Fulugunya will unpack the key takeaways from these enforcement actions and provide practical guidance to help firms avoid similar pitfalls.
What We'll Cover:
- Summary of the final notice publications
- Where Infinox and Sigma went wrong
- Quick wins to strengthen your reporting framework
Who Should Attend?
Compliance professionals and operations teams looking for concise, actionable insights on transaction reporting obligations.
How Qomply can help
Qomply’s Regulatory Reporting Hub combines regulatory expertise with AI, automation and data analytics to deliver scalable, audit-ready reporting intelligence that reduces errors, lowers remediation costs, and minimises operational and regulatory risk.
Covering regimes including MiFIR, EMIR Refit, SFTR, CFTC, CSA, MAS, ASIC and HKMA, Qomply also offers a fully managed service and operates globally from London.
Purpose-built solutions and services for regulatory reporting
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
