Lessons Learnt From Recent RTS 22 Fines: Infinox & Sigma
Event Details
| Date: | |
|---|---|
| Time: | – BST |
| Venue: | Online |
The FCA’s recent fines against Infinox Capital and Sigma Broking highlight just how costly RTS 22 transaction reporting failures can be.
In this 30-minute webinar, former FCA regulator Sophia Fulugunya will unpack the key takeaways from these enforcement actions and provide practical guidance to help firms avoid similar pitfalls.
What We'll Cover:
- Summary of the final notice publications
- Where Infinox and Sigma went wrong
- Quick wins to strengthen your reporting framework
Who Should Attend?
Compliance professionals and operations teams looking for concise, actionable insights on transaction reporting obligations.
How Qomply can help
Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.
Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.
Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.
For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.
MiFIR | EMIR | SFTR | CFTC | CSA | MAS | ASIC | HKMA
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What is MiFID II Transaction Reporting?
Purpose-built solutions and services for regulatory reporting
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
