Qomply Hosts FCA Speaker in EMIR Refit Webinar: Supervisory Expectations & Practical Implementation
Key Takeaways
- A clear understanding of FCA supervisory expectations for governance, systems and controls, and remediation under EMIR Refit.
- Practical insight into building and evidencing robust QA and reconciliation frameworks, including considerations for delegated reporting models.
- Greater clarity on backreporting, materiality assessments and effective regulatory engagement during remediation exercises.
- Technical guidance on key reporting challenges, including stale valuations, UPI versus ISIN requirements, CFI codes and complex product features.
- The opportunity to put forward real-world implementation questions in a live moderated Q&A.
Event Details
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Join Qomply as we host FCA Technical Specialist, Richard Kind, for a one-hour webinar exploring EMIR Refit supervisory expectations and practical implementation, taking place on Thursday 19 March at 1pm.
Richard leads the FCA’s technical work on EMIR reporting within the Post Trade Reporting Team and co chairs the UK EMIR Reporting Industry Engagement Group, bringing a direct supervisory perspective on what firms will be expected to evidence in governance, controls and remediation.
Agenda
Governance and Oversight
- Systems and Controls Framework
- Remediation Standards
- Quality Assurance Framework
- Reconciliation
Technical Dive into Quality Assurance
- Stale Valuations
- UPIs vs ISINs
- CFI Codes
- Product-Specific Challenges
Horizon Scanning
- Supervisory Themes Emerging Under EMIR Refit
- Supervisory Focus for Next 12–24 Months
Q&A
The webinar will conclude with a moderated Q&A offering practical insight for compliance, operations and reporting professionals navigating UK EMIR Refit requirements.
This session is designed for professionals in compliance, regulatory reporting, operations, and technology who are responsible for interpreting regulatory change and delivering reporting frameworks.
How Qomply can help
Qomply’s Regulatory Reporting Hub combines regulatory expertise with AI, automation and data analytics to deliver scalable, audit-ready reporting intelligence that reduces errors, lowers remediation costs, and minimises operational and regulatory risk.
Covering regimes including MiFIR, EMIR Refit, SFTR, CFTC, CSA, MAS, ASIC and HKMA, Qomply also offers a fully managed service and operates globally from London.
Frequently asked questions
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Compliance, operations, risk and reporting professionals responsible for EMIR reporting governance, controls and data quality under UK EMIR Refit.
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FCA supervisory expectations for governance and remediation, QA and reconciliation frameworks, delegated reporting considerations, and key technical reporting challenges.
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Yes. The session includes a technical deep dive into stale valuations, UPI vs ISIN rules, CFI codes and complex product features.
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Yes. The webinar concludes with a live moderated Q&A.
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The webinar runs for 60 minutes on 19 March at 13:00 UK time.
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You can register for free using the Zoom registration link on the page. After registering, you will receive a confirmation email with access details.
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