Qomply Hosts FCA Speaker in EMIR Refit Webinar: Supervisory Expectations & Practical Implementation

• A clear understanding of FCA supervisory expectations for governance, systems and controls, and remediation under EMIR Refit.
• Practical insight into building and evidencing robust QA and reconciliation frameworks, including considerations for delegated reporting models.
• Greater clarity on backreporting, materiality assessments and effective regulatory engagement during remediation exercises.
• Technical guidance on key reporting challenges, including stale valuations, UPI versus ISIN requirements, CFI codes and complex product features.
• The opportunity to put forward real-world implementation questions in a live moderated Q&A.

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.

MiFIR | EMIR | SFTR | CFTC | CSA | MAS | ASIC | HKMA