Events

Qomply Hosts Breakfast Roundtable

Name: Qomply Hosts Breakfast Roundtable
Start: 2023-04-19T08:30:00.000+01:00
End: 2023-04-19T09:30:00.000+01:00
Location: Chartered Accountants Hall (Members Room)

This event has passed

Event Details

Date:	Wednesday, 19th April 2023
Time:	8:30am – 9:30am BST
Venue:	Chartered Accountants Hall (Members Room)

Qomply’s roundtable event brings together Sophia Fulugunya, formally from the FCA and now with Bovill Regulatory Consultancy, and Michelle Zak, Co-Founder of Qomply, for an industry discussion on MiFID transaction reporting and the issues that continue to challenge firms.

Michelle Zak, from Qomply, hosts Sophia Fulugunya, formerly from the FCA’s Markets Reporting Team (MRT), at Qomply’s breakfast roundtable at the beautiful grade-II listed One Moorgate Place.

Sophia spent the last 6 years at the UK FCA before joining Bovill Regulatory Consultant. Her latest role at the regulator was within the Markets Reporting Team, specialising in MiFID II Transaction Reporting and Instrument Reference Data regimes.

Sophia will provide her expertise on transaction reporting models as well as valuable insight into the regulator’s expectations.

Michelle will not only moderate the session but also add context to some of the issues that continue to challenge firms. She will share her insights gained from overseeing a technology company that checks the accuracy of billions of transactions a year.

This exclusive Chatham House roundtable will bring together industry practitioners from across the financial services sector and promises to be an interactive and engaging session.

Places are extremely limited and we request that you only reserve a space if you are certain you are able to intend.

Venue

Members Room

Chartered Accountants Hall

1 Moorgate Place

London

EC2R 6EA

United Kingdom

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.

Request a tailored demo

European UnionUnited KingdomMiFIR/MiFID II/MiFID III

Event Hosts

Sophia Fulugunya
Director of Transaction Reporting at Qomply

Sophia recently joined Bovill as an associate having spent the last 6 years at the UK FCA. Her latest role at the regulator was within the Markets Reporting Team, specialising in MiFID II Transaction Reporting and Instrument Reference Data regimes. In this role she reviewed over 400 errors and omissions notifications from both buy side and sell side institutions. She led on multiple in-depth analyses focused on data accuracy of transaction reports received by the FCA. She also assisted in drafting Market Watch articles providing insights to industry.
Michelle Zak
Managing Director
Michelle Zak is Co-Founder and Managing Director of Qomply. She leads the firm’s global strategy and operations, overseeing the development and delivery of Qomply’s regulatory intelligence platform for transaction reporting accuracy and reconciliation to more than 100 financial institutions worldwide.

Michelle currently sits on the FCA and Bank of England Transaction and Post-Trade Reporting Taskforce leading her expertise in shaping the future of transaction reporting for the UK.

Before joining Qomply, Michelle was Chief Operating Officer at Kyte Broking and Market Securities, a global, mid-size financial firm where Michelle drove transaction reporting implementation within the firm.

Over the course of her career, Michelle held various senior leadership positions within investment banking and has over 15 years experience working on the Trading Floors of UBS and BNP Paribas.