Transaction Reporting Governance: Building Robust Oversight Frameworks
Event Details
| Date: | |
|---|---|
| Time: | – GMT |
| Venue: | Online |
As firms work to keep pace with regulatory developments, the need for strong governance in transaction reporting has never been greater. In this Qomply webinar, Sophia Fulugunya will explore how firms can design and maintain effective oversight structures that promote transparency, accountability, and compliance excellence.
This session will provide practical insights on:
- Establishing clear ownership and accountability for transaction reporting
- Designing governance models that enable effective assurance and oversight
- Leveraging management information (MI) and metrics to strengthen control frameworks
- Applying lessons from recent enforcement actions and supervisory findings
Whether you’re part of compliance, operations, or senior management, this session will equip you with the tools and strategies to build governance frameworks that not only meet regulatory expectations but also enhance operational resilience.
Join us for this focused and practical session on embedding robust governance practices at the core of your transaction reporting function.
This event is only open to direct, financial market participants.
How Qomply can help
Qomply’s Regulatory Reporting Hub combines regulatory expertise with AI, automation and data analytics to deliver scalable, audit-ready reporting intelligence that reduces errors, lowers remediation costs, and minimises operational and regulatory risk.
Covering regimes including MiFIR, EMIR Refit, SFTR, CFTC, CSA, MAS, ASIC and HKMA, Qomply also offers a fully managed service and operates globally from London.
Purpose-built solutions and services for regulatory reporting
Designed to improve accuracy, reduce risk, and support confident transaction reporting.
