Events

Transaction Reporting Governance: Building Robust Oversight Frameworks

Name: Transaction Reporting Governance: Building Robust Oversight Frameworks
Start: 2025-11-26T13:00:00.000+00:00
End: 2025-11-26T13:30:00.000+00:00

This event has passed

Event Details

Date:	Wednesday, 26th November 2025
Time:	1:00pm – 1:30pm GMT
Venue:	Online

As firms work to keep pace with regulatory developments, the need for strong governance in transaction reporting has never been greater. In this Qomply webinar, Sophia Fulugunya will explore how firms can design and maintain effective oversight structures that promote transparency, accountability, and compliance excellence.

This session will provide practical insights on:

Establishing clear ownership and accountability for transaction reporting
Designing governance models that enable effective assurance and oversight
Leveraging management information (MI) and metrics to strengthen control frameworks
Applying lessons from recent enforcement actions and supervisory findings

Whether you’re part of compliance, operations, or senior management, this session will equip you with the tools and strategies to build governance frameworks that not only meet regulatory expectations but also enhance operational resilience.

Join us for this focused and practical session on embedding robust governance practices at the core of your transaction reporting function.

This event is only open to direct, financial market participants.

Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.

Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.

Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.

For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.

Request a tailored demo