MiFID II Reconciliation 101: What Does the Regulator Really Expect?
Event Details
| Date: | |
|---|---|
| Time: | – BST |
| Venue: | Online |
Ideal for those new to MiFID or looking to refresh their knowledge, this 30-minute webinar led by former FCA regulator Sophia Fulugunya explores why MiFID firms need to conduct periodic reconciliations, what makes a robust MiFID II reconciliation - and how to effectively address issues when they arise.
Gain insights into:
- Best practices for trade reconciliation & remediation under RTS 22 of MiFIR
- What a compliant, regulator-ready reconciliation looks like
- Governance frameworks and timelines you need to know
- How to handle errors, omissions, and notification requirements
The session will conclude with a Q&A, offering you the opportunity to get your specific questions answered.
Don’t miss this essential overview for compliance professionals navigating MiFID II reconciliations. This event is only open to direct, financial market participants.
How Qomply can help
Qomply helps financial firms achieve accurate, compliant transaction reporting across global regulatory regimes, while streamlining the operational and audit demands of regulatory reporting.
Our proprietary technology combines AI, automation and advanced data analytics to deliver scalable, audit-ready reporting intelligence. Through forensic-level quality assurance and streamlined reconciliation, Qomply helps firms strengthen data quality and reporting accuracy, automate controls, simplify audit processes and lower overall reporting costs.
Our technology provides greater oversight and operational efficiency while reducing the demands on internal teams.
For firms seeking to outsource their regulatory reporting operations, Qomply also offers a fully managed service. Combining our technology with deep regulatory expertise, Qomply Managed Services operates as an extension of, or alternative to, an in-house reporting function. This flexible model enables firms to outsource reporting operations while retaining the option to bring activities in-house as their own capabilities and resources evolve.
MiFIR | EMIR | SFTR | CFTC | CSA | MAS | ASIC | HKMA
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